0000899140-05-000145.txt : 20120705
0000899140-05-000145.hdr.sgml : 20120704
20050216162541
ACCESSION NUMBER: 0000899140-05-000145
CONFORMED SUBMISSION TYPE: SC 13D/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20050216
DATE AS OF CHANGE: 20050216
GROUP MEMBERS: WARBURG PINCUS & CO.
GROUP MEMBERS: WARBURG PINCUS LLC
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: INTERMUNE INC
CENTRAL INDEX KEY: 0001087432
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 943296648
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13D/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-60673
FILM NUMBER: 05621249
BUSINESS ADDRESS:
STREET 1: 3280 BAYSHORE
STREET 2: BLVD
CITY: BRISBANE
STATE: CA
ZIP: 94005
BUSINESS PHONE: 415 466 2200
MAIL ADDRESS:
STREET 1: 3280 BAYSHORE BLVD
CITY: BRISBANE
STATE: CA
ZIP: 94005
FORMER COMPANY:
FORMER CONFORMED NAME: INTERMUNE PHARMACEUTICALS INC
DATE OF NAME CHANGE: 20000121
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: WARBURG PINCUS EQUITY PARTNERS LP
CENTRAL INDEX KEY: 0001075598
FILING VALUES:
FORM TYPE: SC 13D/A
BUSINESS ADDRESS:
STREET 1: 466 LEXINGTON AVE.
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 2128780600
SC 13D/A
1
w2776165b.txt
AMENDMENT NO. 9
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D/A
Under the Securities Exchange Act of 1934
(Amendment No. 9)
InterMune, Inc.
--------------------------------------------------------------------------------
(Name of Issuer)
Common Stock, par value $0.001 per share
--------------------------------------------------------------------------------
(Title of Class of Securities)
45885B 10 0
--------------------------------------------------------------------------------
(CUSIP Number)
Scott A. Arenare, Esq.
Managing Director and General Counsel
Warburg Pincus LLC
466 Lexington Avenue
New York, New York 10017
(212) 878-0600
(Name, Address and Telephone Number of Person
--------------------------------------------------------------------------------
Authorized to Receive Notices and Communications)
Copies to:
Steven J. Gartner, Esq.
Willkie Farr & Gallagher LLP
787 Seventh Avenue
New York, New York 10019
(212) 728-8000
February 15, 2005
--------------------------------------------------------------------------------
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition that is the subject of this Schedule 13D, and is filing this
schedule because of ss.ss.240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the
following box: [ ]
Page 1 of 9
SCHEDULE 13D/A
------------------------------------ ------------------------------
CUSIP No. 45885B 10 Page 2 of 9 Pages
------------------------------------ ------------------------------
----------- --------------------------------------------------------------------
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Warburg, Pincus Equity Partners, L.P.
ID Number 13-3536060
----------- --------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [X]
----------- --------------------------------------------------------------------
3 SEC USE ONLY
----------- --------------------------------------------------------------------
4 SOURCE OF FUNDS*
WC
----------- --------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e) [ ]
----------- --------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware limited partnership
--------------------- --------- ------------------------------------------------
7 SOLE VOTING POWER
0
--------- ------------------------------------------------
8 SHARED VOTING POWER
NUMBER OF SHARES
BENEFICIALLY 6,584,091 (see Item 5(b) of this Schedule 13D)
OWNED BY EACH --------- ------------------------------------------------
REPORTING PERSON 9 SOLE DISPOSITIVE POWER
WITH
0
--------- ------------------------------------------------
10 SHARED DISPOSITIVE POWER
6,584,091 (see Item 5(b) of this Schedule 13D)
----------- --------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,584,091 (see Item 5(b) of this Schedule 13D)
----------- --------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES (SEE INSTRUCTIONS) [ ]
----------- --------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
20.5% (see Item 5(a) of this Schedule 13D)
----------- --------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
PN
----------- --------------------------------------------------------------------
SCHEDULE 13D/A
------------------------------------ ------------------------------
CUSIP No. 45885B 10 Page 3 of 9 Pages
------------------------------------ ------------------------------
----------- --------------------------------------------------------------------
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Warburg Pincus & Co.
ID Number 13-6358475
----------- --------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [X]
----------- --------------------------------------------------------------------
3 SEC USE ONLY
----------- --------------------------------------------------------------------
4 SOURCE OF FUNDS*
WC
----------- --------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) [ ]
----------- --------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
New York general partnership
--------------------- --------- ------------------------------------------------
7 SOLE VOTING POWER
0
--------- ------------------------------------------------
8 SHARED VOTING POWER
NUMBER OF SHARES
BENEFICIALLY 6,584,091 (see Item 5(b) of this Schedule 13D)
OWNED BY EACH --------- ------------------------------------------------
REPORTING PERSON 9 SOLE DISPOSITIVE POWER
WITH
0
--------- ------------------------------------------------
10 SHARED DISPOSITIVE POWER
6,584,091 (see Item 5(b) of this Schedule 13D)
----------- --------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,584,091 (see Item 5(a) of this Schedule 13D)
----------- --------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES (SEE INSTRUCTIONS) [ ]
----------- --------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
20.5% (see Item 5(a) of this Schedule 13D)
----------- --------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
PN
----------- --------------------------------------------------------------------
SCHEDULE 13D/A
------------------------------------ ------------------------------
CUSIP No. 45885B 10 Page 4 of 9 Pages
------------------------------------ ------------------------------
----------- --------------------------------------------------------------------
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Warburg Pincus LLC (formerly E.M. Warburg Pincus & Co., LLC)
ID Number #13-3536050
----------- --------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [X]
----------- --------------------------------------------------------------------
3 SEC USE ONLY
----------- --------------------------------------------------------------------
4 SOURCE OF FUNDS*
WC
----------- --------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) [ ]
----------- --------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
New York limited liability company
--------------------- --------- ------------------------------------------------
7 SOLE VOTING POWER
0
--------- ------------------------------------------------
8 SHARED VOTING POWER
NUMBER OF SHARES
BENEFICIALLY 6,584,091 (see Item 5(b) of this Schedule 13D)
OWNED BY EACH --------- ------------------------------------------------
REPORTING PERSON 9 SOLE DISPOSITIVE POWER
WITH
0
--------- ------------------------------------------------
10 SHARED DISPOSITIVE POWER
6,584,091 (see Item 5(b) of this Schedule 13D)
----------- --------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,584,091 (see Item 5(a) of this Schedule 13D)
----------- --------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES (SEE INSTRUCTIONS)
----------- --------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
20.5% (see Item 5(a) of this Schedule 13D)
----------- --------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
OO
----------- --------------------------------------------------------------------
This Amendment No. 9 amends the Schedule 13D filed with the Securities and
Exchange Commission (the "SEC") on December 4, 2003, and as amended on February
18, 2004, April 29, 2004, May 5, 2004, May 10, 2004, May 12, 2004, May 14, 2004,
May 17, 2004 and October 29, 2004 (as amended, the "Schedule 13D"), on behalf of
Warburg, Pincus Equity Partners, L.P., a Delaware limited partnership ("WPEP"),
Warburg Pincus & Co., a New York general partnership ("WP"), and Warburg Pincus
LLC, a New York limited liability company ("WP LLC" and, together with WPEP and
WP, the "Reporting Entities"). This Amendment No. 9 relates to the common stock,
$0.001 par value per share (the "Common Stock"), of InterMune, Inc., a Delaware
corporation (the "Company"). The holdings of Common Stock of WPEP in this
Amendment No. 9 include certain shares of Common Stock which may be deemed to be
beneficially owned by Warburg, Pincus Netherlands Equity Partners I, C.V.
("WPNEP I") and Warburg, Pincus Netherlands Equity Partners III, C.V. ("WPNEP
III" and, together with WPNEP I and WPEP, the "Investors"). WP, WP LLC and the
Investors are referred to herein as the "Group Members." Unless otherwise
indicated herein, each capitalized term used but not otherwise defined herein
shall have the meaning ascribed to such term in the Schedule 13D.
The Group Members are making this single joint filing because they may be
deemed to constitute a "group" within the meaning of the Securities Exchange Act
of 1934, as amended. Each Group Member disclaims beneficial ownership of all of
the shares of Common Stock, other than those reported herein as being owned by
it.
Page 5 of 9
Item 3. Source and Amount of Funds or Other Consideration.
Item 3 of the Schedule 13D is hereby amended by adding the following
paragraph to the end of the discussion:
The total amount of funds used by each Investor to purchase the shares of
Common Stock as described herein was furnished from the working capital of such
Investor. The total amount of funds used by the Investors to purchase shares of
Common Stock pursuant to the open market transactions set forth on Schedule II
attached hereto was $4,672,383.62 net of brokerage commissions.
Item 5. Interest in Securities of the Issuer.
Items 5(a), (b) and (c) of the Schedule 13D are hereby amended by adding
the following paragraphs at the end of their respective discussion:
(a) Due to their respective relationships with the Investors and each
other, each of the Reporting Entities may be deemed to beneficially own an
aggregate of 6,584,091 shares of Common Stock as of February 15, 2005, by virtue
of the Investors' ownership of such shares as of such date. The 6,584,091 shares
of Common Stock which the Reporting Entities may be deemed to beneficially own
represent approximately 20.5% of the shares of Common Stock (based on the
Company's Quarterly Report for the period ended September 30, 2004 filed on
November 9, 2004 with the SEC disclosing that 32,050,201 shares of Common Stock
were outstanding as of November 1, 2004).
(b) Each of the Investors shares the power to vote or to direct the vote
and to dispose or direct the disposition of the 6,584,091 shares of Common Stock
it may be deemed to beneficially own as of February 15, 2004. Each of the
Reporting Entities
Page 6 of 9
shares the power to vote or to direct the vote and to dispose or to direct the
disposition of the 6,584,091 shares of Common Stock it may be deemed to
beneficially own as of February 15, 2004.
(c) The Investors acquired shares of Common Stock in the open market
transactions set forth on Schedule II attached hereto. Except as described in
Schedule II hereto, no transactions in Common Stock were effected during the
last 60 days by the Reporting Entities or any of the persons set forth on
Schedule I or in Item 2(d) of the Schedule 13D.
Page 7 of 9
SIGNATURES
After reasonable inquiry and to the best of our knowledge and belief, the
undersigned certify that the information set forth in this statement is true,
complete and correct.
Dated: February 16, 2005 WARBURG, PINCUS EQUITY PARTNERS, L.P.
By: Warburg Pincus & Co.,
General Partner
By: /s/ Scott A. Arenare
------------------------
Name: Scott A. Arenare
Title: Partner
WARBURG, PINCUS NETHERLANDS EQUITY
PARTNERS I, C.V.
By: Warburg Pincus & Co.,
General Partner
By: /s/ Scott A. Arenare
------------------------
Name: Scott A. Arenare
Title: Partner
WARBURG, PINCUS NETHERLANDS EQUITY
PARTNERS III, C.V.
By: Warburg Pincus & Co.,
General Partner
By: /s/ Scott A. Arenare
------------------------
Name: Scott A. Arenare
Title: Partner
WARBURG PINCUS & CO.
By: /s/ Scott A. Arenare
------------------------
Name: Scott A. Arenare
Title: Partner
WARBURG PINCUS LLC
By: /s/ Scott A. Arenare
------------------------
Name: Scott A. Arenare
Title: Managing Director
Page 8 of 9
SCHEDULE II
Date # of Shares Per Share Price Total Cost
---- ----------- --------------- ----------
(net of brokerage
commissions)
------------- -------------------- ---------------------- ----------------------
2/10/05 90,600 $10.0620 $915,241.20
------------- -------------------- ---------------------- ----------------------
2/11/05 90,600 $10.0158 $911,055.48
------------- -------------------- ---------------------- ----------------------
2/14/05 129,800 $10.9895 $1,431,629.10
------------- -------------------- ---------------------- ----------------------
2/15/05 127,501 $11.0500 $1,414,457.84
------------- -------------------- ---------------------- ----------------------
Total 438,501 $4,672,383.62
---------------------------- ------------------------- -------------------------
Page 9 of 9